SEC

The SEC, or Securities and Exchange Commission, is a U.S. government agency responsible for enforcing federal securities laws and regulating the securities industry. Its primary mission is to protect investors, maintain fair and efficient markets, and facilitate capital formation. The SEC oversees the securities markets, which include stock exchanges and the trading of securities, such as stocks and bonds. It is tasked with ensuring that public companies provide accurate and timely financial information to the public, thereby promoting transparency and preventing fraudulent activities. The agency also regulates investment advisors, mutual funds, and other financial professionals to ensure compliance with the law and to safeguard investor interests. The SEC is empowered to investigate potential violations of securities laws and to prosecute offenders through civil enforcement actions.